UNDERWRITING AGREEMENT Between BLUEROCK TOTAL INCOME+ REAL ESTATE FUND and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • New York
THIS UNDERWRITING AGREEMENT made the 26 day of July 2012 by and between BLUEROCK TOTAL INCOME+ REAL ESTATE FUND, a Delaware statutory trust having its principal office and place of business at 450 Wireless Blvd., Hauppauge, New York 11788 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
FUND SERVICES AGREEMENT between BLUEROCK TOTAL INCOME+ REAL ESTATE FUND andFund Services Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the July 26th day of July, 2012, by and between BLUEROCK TOTAL INCOME+ REAL ESTATE FUND, a Delaware statutory trust having its principal office and place of business at 450 Wireless Blvd., Hauppauge, New York 11788 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
MANAGEMENT AGREEMENTManagement Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • New York
The Trust has been organized to engage in the business of a closed-end management investment company that is operated as an interval fund.
SELLING AGREEMENTSelling Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • Nebraska
Northern Lights Distributors, LLC (the “Distributor”) serves as the principal underwriter of shares of Bluerock Total Income + Real Estate Fund (the “Fund”), a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the “Underwriting Agreement”). Distributor invites you (the “Company”) to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
Expense Limitation AgreementExpense Limitation Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund
SUBSCRIPTION AGREEMENT BETWEEN THE FUND AND THE INVESTOR BLUEROCK TOTAL INCOME+ REAL ESTATE FUND LETTER OF INVESTMENT INTENTSubscription Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund
The undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the Bluerock Total Income+ Real Estate Fund, in the amount of $100,000.00 for 4,000 shares at net asset value of $25.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.00.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 23rd, 2012 • Bluerock Total Alternatives Real Estate Fund • New York
AGREEMENT made as of the 1st day of August, 2012 (“Effective Date”) by and between Bluerock Fund Advisor, LLC, a Delaware limited liability corporation (the "Advisor") and Mercer Investment Management, Inc., a Delaware corporation (the “Sub-Advisor”).
