INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and AFAM CAPITAL, INC.Investment Advisory Agreement • February 1st, 2013 • Northern Lights Fund Trust Ii • New York
Contract Type FiledFebruary 1st, 2013 Company JurisdictionAGREEMENT, made as of October 28, 2011, as amended November 26, 2012, between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and AFAM CAPITAL, INC. a California corporation (the "Adviser"), located at 12117 FM 2244. Bldg. 3, #170, Austin, TX 78738.
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT AFTERSHOCK STRATEGIES FUNDOperating Expenses Limitation and Security Agreement • February 1st, 2013 • Northern Lights Fund Trust Ii • New York
Contract Type FiledFebruary 1st, 2013 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of May, 2012, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware business trust (the “Trust”), on behalf of the AFTERSHOCK STRATEGIES FUND, (the “Fund”) a series of the Trust, and the advisor of such Fund, Absolute Investment Management, LLC (the “Advisor”).
Master Securities Loan AgreementMaster Securities Loan Agreement • February 1st, 2013 • Northern Lights Fund Trust Ii • New York
Contract Type FiledFebruary 1st, 2013 Company Jurisdiction
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT AL FRANK FUND AL FRANK DIVIDEND VALUE FUNDOperating Expenses Limitation and Security Agreement • February 1st, 2013 • Northern Lights Fund Trust Ii • New York
Contract Type FiledFebruary 1st, 2013 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 26th day of November, 2012, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware business trust (the “Trust”), on behalf of the AL FRANK FUND AND AL FRANK DIVIDEND VALUE FUND, (the “Funds”; and each a “Fund”) each a series of the Trust, and the advisor of such Funds, AFAM Capital, Inc.. (the “Advisor”).