TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LJM FUNDS MANAGEMENT, LTD.Operating Expenses Limitation and Security Agreement • February 28th, 2014 • Two Roads Shared Trust • New York
Contract Type FiledFebruary 28th, 2014 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 28th day of February, 2014, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of LJM Preservation and Growth Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, LJM Funds Management, Ltd. (the “Advisor”).
INTERIM OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTInterim Operating Expenses Limitation and Security Agreement • February 28th, 2014 • Two Roads Shared Trust • New York
Contract Type FiledFebruary 28th, 2014 Company JurisdictionTHIS INTERIM OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 28, 2014, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the ANFIELD UNIVERSAL FIXED INCOME FUND (the “Fund”), a series of the Trust, and the Adviser to the Fund, Anfield Capital Management, LLC (“Anfield” or the “Adviser”).
INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • February 28th, 2014 • Two Roads Shared Trust • Delaware
Contract Type FiledFebruary 28th, 2014 Company JurisdictionINTERIM INVESTMENT ADVISORY AGREEMENT (“Agreement”) made as of this 28th day of February, 2014 by and between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), and Anfield Capital Management, LLC (the “Adviser”).
February 28, 2014 Two Roads Shared Trust c/o Andrew Rogers, President Hauppauge, NY 11788 Re: Management Fee Waiver for the Anfield Universal Fixed Income Fund Dear Mr. Rogers:Management Fee Waiver Agreement • February 28th, 2014 • Two Roads Shared Trust
Contract Type FiledFebruary 28th, 2014 CompanyThis will confirm the agreement between Two Roads Shared Trust (the “Trust”) on behalf of the Anfield Universal Fixed Income Fund and Anfield Capital Management, LLC (the “Adviser”), as follows: