INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and GOOD HARBOR FINANCIAL, LLCInvestment Advisory Agreement • May 15th, 2014 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of May 7, 2014 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and GOOD HARBOR FINANCIAL, LLC a Delaware limited liability company (the “Adviser”) located at 155 North Wacker Drive, Suite 1850, Chicago, IL 60606 ..
SECOND AMENDMENT TO THE NORTHERN LIGHTS FUND TRUST III CUSTODY AGREEMENTCustody Agreement • May 15th, 2014 • Northern Lights Fund Trust Iii
THIS SECOND AMENDMENT, dated as of the 8th day of May, 2014, to the Custody Agreement, dated as of August 22, 2013, as amended February 12, 2014 (the "Agreement"), is entered into by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, (the "Custodian").
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT TACTICAL CORE US II FUNDOperating Expenses Limitation Agreement • May 15th, 2014 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 7th day of May, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Tactical Core US II Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).
