RODMAN & RENSHAW CAPITAL GROUP, INC. 2010 STOCK AWARD AND INCENTIVE PLAN Restricted Stock Units Agreement (Employees – 2011 Performance-Vesting Grant)Restricted Stock Units Agreement • April 14th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
This Restricted Stock Units Agreement (the “Agreement,” which includes the “Terms and Conditions of Restricted Stock Units” attached hereto) confirms the grant on April 8, 2010 (the “Grant Date”), by Rodman & Renshaw Capital Group, Inc., a Delaware corporation (the “Company”), to Anthony Sanfilippo (“Employee”) of Restricted Stock Units (“RSUs”), as follows:
