AMENDMENT NO. 1 TO EXCHANGE AGREEMENTExchange Agreement • May 21st, 2010 • Artio Global Investors Inc. • Investment advice • New York
Contract Type FiledMay 21st, 2010 Company Industry JurisdictionAMENDMENT NO. 1 dated as of May 20, 2010 (this “Amendment”) to the EXCHANGE AGREEMENT dated as of September 29, 2009 (the “Exchange Agreement”), by and among Artio Global Investors Inc., a Delaware corporation (the “Corporation”), Richard C. Pell (“Pell”), Rudolph-Riad Younes (“Younes”), the Richard Pell Family Trust (the “Pell Trust”), and the Rudolph-Riad Younes Family Trust (the “Younes Trust”).