1,000,000 SHARES OF FIXED RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES M OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2021 • Capital One Financial Corp • National commercial banks • New York
Contract Type FiledJune 10th, 2021 Company Industry JurisdictionCapital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,000,000 shares (the “Shares”) of the Company’s Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M, par value $0.01 per share, with a liquidation preference of $1,000 per share (the “Preferred Stock”).