FIRST AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 3rd, 2009 • Nuveen Investments Inc • Investment advice • New York
CREDIT AGREEMENT dated as of November 13, 2007 (this “Agreement”), among WINDY CITY INVESTMENTS, INC., a Delaware corporation (“Holdings”), WINDY CITY ACQUISITION CORP., a Delaware corporation (“Merger Sub”), to be merged with and into NUVEEN INVESTMENTS, INC., a Delaware corporation (the “Company”), the Lenders (as defined herein), DEUTSCHE BANK AG NEW YORK BRANCH (“DBNY”), as Administrative Agent and First-Lien Collateral Agent (in each case, as defined herein) for the First-Lien Lenders (as defined herein), and as Second-Lien Collateral Agent (as defined herein) for the Second-Lien Lenders (as defined herein), DEUTSCHE BANK SECURITIES INC., WACHOVIA CAPITAL MARKETS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY SENIOR FUNDING, INC., as lead arrangers (the “Arrangers”) for the Credit Facilities (as defined herein), WACHOVIA CAPITAL MARKETS, LLC, as syndication agent, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY SENIOR FUNDING
