0000950123-09-035187 Sample Contracts

BROADPOINT GLEACHER SECURITIES GROUP, INC.

Restricted Stock Units Agreement • August 14th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Restricted Stock Units Agreement
• Filed
  August 14th, 2009
• Company
  Broadpoint Gleacher Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”) confirms the grant on June 30, 2009 (the “Grant Date”) by Broadpoint Gleacher Securities Group, Inc., a New York corporation (the “Company”), to Lee Fensterstock (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

BROADPOINT GLEACHER SECURITIES GROUP, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN RESTRICTED STOCK AGREEMENT

Restricted Stock Agreement • August 14th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Restricted Stock Agreement
• Filed
  August 14th, 2009
• Company
  Broadpoint Gleacher Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS RESTRICTED STOCK AGREEMENT (the “Agreement”) confirms the grant on ___ (the “Grant Date”) by Broadpoint Gleacher Securities Group, Inc., a New York corporation (including any successor corporation to Broadpoint Gleacher Securities Group, Inc., the “Company”), to ___ (“Non-Employee Director”) of shares of restricted stock (the “Restricted Shares”), as follows:

BROADPOINT GLEACHER SECURITIES GROUP, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN STOCK OPTION AGREEMENT

Stock Option Agreement • August 14th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Stock Option Agreement
• Filed
  August 14th, 2009
• Company
  Broadpoint Gleacher Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS STOCK OPTION AGREEMENT (the “Agreement”) confirms the grant on (the “Grant Date”) by Broadpoint Gleacher Securities Group, Inc., a New York corporation (including any successor corporation to Broadpoint Gleacher Securities Group, Inc., the “Company”), to (“Non-Employee Director”) of non-qualified options (“Options”) to acquire shares of the Company’s common stock (“Shares”), as follows: