JEFFERIES GROUP, INC.Restricted Stock Units Agreement • February 29th, 2008 • Jefferies Group Inc /De/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 29th, 2008 Company Industry JurisdictionThis Restricted Stock Units Agreement (the “Agreement”) confirms the grant on (the “Grant Date”) by Jefferies Group, Inc., a Delaware corporation (the “Company”), to (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:
JEFFERIES GROUP, INC. 2003 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • February 29th, 2008 • Jefferies Group Inc /De/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 29th, 2008 Company Industry JurisdictionAGREEMENT dated as of [insert grant date] (the “Grant Date”), between JEFFERIES GROUP, INC., a Delaware corporation (the “Company”), and [insert employee name] (“Employee”).
AMENDMENT NO. 1 TO SHARE AND MEMBERSHIP INTEREST PURCHASE AGREEMENT among BRIAN P. FRIEDMAN JAMES L. LUIKART and JEFFERIES GROUP, INC. Dated as of November 1, 2007Share and Membership Interest Purchase Agreement • February 29th, 2008 • Jefferies Group Inc /De/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 29th, 2008 Company Industry JurisdictionTHIS AMENDMENT NO. 1 to SHARE AND MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”) is made as of November 1, 2007, by and among Brian P. Friedman, an individual, James L. Luikart, an individual (Messrs. Friedman and Luikart are each a “Managing Member” and together are the “Managing Members”), 2055 Partners L.P., a Delaware limited partnership (“2055 Partners” and, together with the Managing Members, the “Selling Members”), Jefferies Capital Partners IV LLC (the “Manager”), a Delaware limited liability company, JCP IV LLC (the “GP” and, together with the Manager, the “Companies”), a Delaware limited liability company, and Jefferies Group Inc. (“Jefferies”), a Delaware corporation. Capitalized terms used but not otherwise defined herein shall have the respective meanings set forth in the Share and Membership Interest Purchase Agreement by and among the Selling Members, the Companies and Jefferies, dated as of July 18, 2005, a copy of which is attached as Exhibit A (the “Purchas
October 8, 2007 Peregrine C. Broadbent 40 E. 94th Street, #17C New York, New York 10128 Dear Peg:Employment Agreement • February 29th, 2008 • Jefferies Group Inc /De/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 29th, 2008 Company Industry JurisdictionOn behalf of our Board of Directors, I am pleased to offer you the position of Executive Vice President and Chief Financial Officer of Jefferies Group, Inc. and Jefferies & Company, Inc. (“Jefferies”). The terms of our offer are conditioned only on you commencing your employment with us not later than January 7, 2008 and your successfully passing our normal background investigation and drug-screening test. This agreement will govern the terms of our relationship for the period from the commencement of your employment through December 31, 2008 (the “Term”) and, where specifically provided herein, governs certain terms of our relationship following the Term.