EXHIBIT 10.4 EMPLOYMENT AGREEMENT -------------------- THIS EMPLOYMENT AGREEMENT (this "Agreement") is made effective as of August 15, 2002, by and between Case Financial, Inc., a California corporation (the "Company"), and Lorne Pollock ("Employee")....Employment Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec • California
1) Financing Objectives (a) Successful closing of senior lender/bank line of credit or other facility (b) Successful closing of debt or equity financing (2) Other Objectives (a) Timely regulatory filings (b) Establishing and meeting cost budgets (c)...Employment Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec • California
AGREEMENT ---------Subscription Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec • California
EXHIBIT 10.6 EMPLOYMENT AGREEMENT -------------------- THIS EMPLOYMENT AGREEMENT (this "Agreement") is made effective as of August 15, 2002, by and between Case Financial, Inc., a California corporation (the "Company"), and Gary L. Primes...Employment Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec • California
EXHIBIT 10.1 CASE FINANCIAL, INC., A DELAWARE CORPORATION SUBSCRIPTION AGREEMENT ---------------------- Case Financial, Inc. 15060 Ventura Boulevard, Suite 240 Sherman Oaks, CA 91403 December __, 2002 Gentlemen: Reference is made to that certain...Subscription Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec • California
PERSONAL & CONFIDENTIAL ----------------------- Mr. Eric Alden President Case Financial, Inc. 16000 Ventura Blvd. Ste 1102 Encino, CA 81436 Dear Eric: The purpose of this letter is to confirm our discussions and agreement regarding (i) Mosaic Capital...Investment Banking Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec
The purpose of this letter is to confirm our discussions and agreement regarding (i) Mosaic Capital LLC and its affiliate Mosaic Capital Securities LLC (collectively, "Mosaic") serving as Case Financial, Inc's ("Case") exclusive investment banker, (ii) Mosaic facilitating the restructuring of Case, (iii) Gordon Gregory joining the board of Case following the restructuring, (iv) Gordon Gregory and Craig Miller extending their loans; (v) Mosaic encouraging the other Bridge Financing lenders to extend their loans, (vi) Gordon Gregory and Craig Miller agreeing to convert their loans to equity if and when the insiders of Case do so and subject to Case completing the restructuring, and (vii) Mosaic modifying its compensation pursuant to its September 29, 2000 agreement with Case as set forth below.
EXHIBIT 10.3 November 27, 2002 182 Main St. N., P.O. Box 886, Waterdown, Ontario L0R 2H0 Case Financial Inc., 15060 Ventura Boulevard, Suite 240, Sherman Oaks, California, 91403 Attn: Eric Alden CEO Dear Erice, Re: Finders Fee Agreement Mike Schaffer...Finders Fee Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec
