EXHIBIT 99.(h)(1) Advent Claymore Convertible Securities and Income Fund (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest (Par Value $.001 Per Share) FORM OF PURCHASE AGREEMENTAdvent Claymore Convertible Securities & Income Fund • April 28th, 2003 • New York
EXHIBIT 99.(k)(6) FUND ACCOUNTING AGREEMENT AGREEMENT made as of this day of May, 2003 by and between Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust having its principal place of business at 1065 Avenue of the...Fund Accounting Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
EXHIBIT 99.(k)(4) ADMINISTRATION AGREEMENT AGREEMENT made as of , 2003, by and between each entity listed on Exhibit A hereto (each, a "Fund"; collectively, the "Funds"), and The Bank of New York, a New York banking organization (the "Administrator")....Administration Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 23rd day of April, 2003, between Advent Claymore Convertible Securities and Income Fund, a statutory trust organized and existing under the laws of Delaware (the "Trust"),...Subscription Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund
ARTICLE I. DEFINITIONSStock Transfer Agency Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
ADVENT CAPITAL MANAGEMENT, LLC WAIVER RELIANCE LETTERAdvent Claymore Convertible Securities & Income Fund • April 28th, 2003
Advent Capital Management, LLC (the "Advisor") and Advent Claymore Convertible Securities and Income Fund (the "Trust"), a closed-end management investment company registered under the Investment Company Act of 1940, as amended, have entered into an Investment Management Agreement, dated April 23, 2003 (the "Advisory Agreement"), pursuant to which the Advisor has agreed to furnish investment advisory services to the Trust on the terms and subject to the conditions of the Advisory Agreement.
SERVICING AGREEMENT Agreement made as of April 23, 2003, between Advent Claymore Convertible Securities and Income Fund, a Delaware Business Trust (the "Fund") and Claymore Securities, Inc., a Kansas corporation ("Claymore"). WHEREAS, the Fund intends...Servicing Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • Delaware
UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of April [ ], 2003, is entered into among Advent Capital Management, LLC (the "Investment Manager"), Advent Claymore Convertible Securities and Income Fund (the "Fund") and Claymore...Underwriter Participation Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of [ ], 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Advent Capital Management, LLC ("Advent...Additional Compensation Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
CLAYMORE SECURITIES, INC. WAIVER RELIANCE LETTERAdvent Claymore Convertible Securities & Income Fund • April 28th, 2003
Claymore Securities, Inc. (the "Servicing Agent") and Advent Claymore Convertible Securities and Income Fund (the "Trust"), a closed-end management investment company registered under the Investment Company Act of 1940, as amended, have entered into a Servicing Agreement, dated as of April 23, 2003 (the "Servicing Agreement"), pursuant to which the Servicing Agent has agreed to furnish investment advisory services to the Trust on the terms and subject to the conditions of the Servicing Agreement.
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, dated April 23, 2003, between Advent Claymore Convertible Securities and Income Fund, a Delaware statutory trust (the "Trust"), and Advent Capital Management, LLC, a Delaware limited liability company (the...Investment Management Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
ARTICLE I DEFINITIONSCustody Agreement • April 28th, 2003 • Advent Claymore Convertible Securities & Income Fund • New York
