INDEMNIFICATION AGREEMENTIndemnification Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies • New York
This Indemnification Agreement (the “Agreement”) is entered into as of _________________, 2018 by and between UP Fintech Holding Limited, a company incorporated and existing under the laws of the Cayman Islands (the “Company”), and the undersigned, a director and/or officer of the Company (“Indemnitee”).
EMPLOYMENT AGREEMENTEmployment Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies • New York
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of _______________ , 2018 by and between UP Fintech Holding Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”) and _____________________, an individual with ____________________ [passport/ID number]_________________________ (the “Executive”).
Equity Pledge ContractEquity Pledge Contract • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 6-B11, Block B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia (“Pledgee”);
Exclusive Option ContractExclusive Option Contract • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Beijing Xiangshang Yixin Technology Co., Ltd., a limited liability company incorporated according to the laws of China, having its registered address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing;
Exclusive Business Cooperation AgreementExclusive Business Cooperation Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its address at Room 6-B11, Tower B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia; and
Exclusive Option ContractExclusive Option Contract • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., a limited liability company incorporated according to the laws of China, having its registered address at Room 6-B11, Block B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia;
Lease Contract of Grandyvic BuildingUp Fintech Holding LTD • February 22nd, 2019 • Security brokers, dealers & flotation companies
Power of AttorneyPower of Attorney • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 6-B11, Tower B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia; and
Power of AttorneyPower of Attorney • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Beijing Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing ; and
Equity Pledge ContractEquity Pledge Contract • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Beijing Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing (“Pledgee”);
Exclusive Business Cooperation AgreementExclusive Business Cooperation Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Party A: Beijing Xiangshang Yixin Technology Co., Ltd., having its address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing; and
Customer Agreement Form Interactive Brokers Fully Disclosed Gearing AgreementFully Disclosed Clearing Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies
Pursuant to Financial Industry Regulatory Authority (“FINRA”) Rule 4311, this Fully Disclosed Clearing Agreement (“Agreement”) is entered into by and between Interactive Brokers LLC, a limited liability company that is duly organized and existing under the laws of the State of Connecticut, with a principal place of business located in Greenwich, Connecticut (“Interactive”) and Top Capital Partners (“Introducing Broker”) (collectively “the Parties”).
11/10/2016 Customer Agreement FormUp Fintech Holding LTD • February 22nd, 2019 • Security brokers, dealers & flotation companies
Pursuant to Financial Industry Regulatory Authority (“FINRA”) Rule 4311, this Consolidated Account Clearing Agreement (“Agreement”) is entered into by and between Interactive Brokers LLC, a limited liability company that is duly organized and existing under the laws of the State of Connecticut, with a principal place of business located in Greenwich, Connecticut (“Interactive”) and Top Capital Partners Limited(“Introducing Broker”).
