Consolidated Account Clearing Agreement Sample Contracts

11/10/2016 Customer Agreement Form

Consolidated Account Clearing Agreement • February 22nd, 2019 • Up Fintech Holding LTD • Security brokers, dealers & flotation companies

• Contract Type
  Consolidated Account Clearing Agreement
• Filed
  February 22nd, 2019
• Company
  Up Fintech Holding LTD
• Industry
  Security brokers, dealers & flotation companies

Pursuant to Financial Industry Regulatory Authority (“FINRA”) Rule 4311, this Consolidated Account Clearing Agreement (“Agreement”) is entered into by and between Interactive Brokers LLC, a limited liability company that is duly organized and existing under the laws of the State of Connecticut, with a principal place of business located in Greenwich, Connecticut (“Interactive”) and Top Capital Partners Limited(“Introducing Broker”).