0001060349-16-000064 Sample Contracts

NON-QUALIFIED STOCK OPTION AGREEMENT

Non-Qualified Stock Option Agreement • August 5th, 2016 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Non-Qualified Stock Option Agreement
• Filed
  August 5th, 2016
• Company
  Associated Capital Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) made this __ day of _________, 20__, between Associated Capital Group, Inc., a New York corporation (the “Company”), and ____________ (the “Grantee”).

ASSOCIATED CAPITAL GROUP, INC. STOCK AWARD AND INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT

Restricted Stock Award Agreement • August 5th, 2016 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Restricted Stock Award Agreement
• Filed
  August 5th, 2016
• Company
  Associated Capital Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

THIS RESTRICTED STOCK AWARD AGREEMENT, (this “Agreement”), effective as of _________, 20__ (the “Grant Date”), is made by and between Associated Capital Group, Inc., a Delaware corporation (the “Company”), and ______________ (the “Grantee”).