INDEMNIFICATION AGREEMENTIndemnification Agreement • October 21st, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
This Indemnification Agreement (“Agreement”) is made as of , 2015 by and between Associated Capital Group, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement.
TAX INDEMNITY AND SHARING AGREEMENT BETWEEN ASSOCIATED CAPITAL GROUP, INC. AND GAMCO INVESTORS, INC. Dated as of November 30, 2015Tax Indemnity and Sharing Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS TAX INDEMNITY AND SHARING AGREEMENT (the “Agreement”) is dated as of November 30, 2015 by and between GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), and Associated Capital Group, Inc., a Delaware corporation and a wholly-owned subsidiary of GAMCO (“ACG”). ACG and GAMCO are the “Parties.” Unless otherwise indicated, all “Section” references in this Agreement are to sections of the Agreement.
EMPLOYMENT AGREEMENTEmployment Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT made this 30th day of November, 2015 (the “Effective Date”) by and between Associated Capital Group, Inc. (the “Company”), a Delaware corporation, and Mario J. Gabelli (the “Executive”).
SERVICE MARK AND NAME LICENSE AGREEMENTService Mark and Name License Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS SERVICE MARK AND NAME LICENSE AGREEMENT, effective as of the 30th day of November, 2015 (“Effective Date”), is by and between GAMCO Investors, Inc., a corporation organized under the laws of Delaware (“GAMCO” or “Licensor”) and Associated Capital Group, Inc., a corporation organized under the laws of Delaware (“ACG” or “Licensee”, and together with GAMCO, “Parties”, or each individually, a “Party”).
TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENTTransitional Administrative and Management Services Agreement • October 21st, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is dated as of , 2015, between GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), and Associated Capital Group, Inc., a Delaware corporation (“ACG”, and together with GAMCO, “Parties”, or each individually, a “Party”).
SEPARATION AND DISTRIBUTION AGREEMENTSeparation and Distribution Agreement • October 21st, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
This Separation and Distribution Agreement (this “Agreement”) is dated as of the day of November, 2015, between GAMCO Investors, Inc., a Delaware Corporation (“GAMCO”) and Associated Capital Group, Inc., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of GAMCO (“ACG”). As used herein, GAMCO on the one hand, and ACG, on the other hand, are sometimes referred to individually as a “Party”, or together, as “Parties”.
NON-QUALIFIED STOCK OPTION AGREEMENTNon-Qualified Stock Option Agreement • August 5th, 2016 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) made this __ day of _________, 20__, between Associated Capital Group, Inc., a New York corporation (the “Company”), and ____________ (the “Grantee”).
REGISTRATION RIGHTS AGREEMENT BY AND AMONG ASSOCIATED CAPITAL GROUP, INC. AND THE GABELLI AFFILIATESRegistration Rights Agreement • October 21st, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
ASSOCIATED CAPITAL GROUP, INC. STOCK AWARD AND INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • August 5th, 2016 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS RESTRICTED STOCK AWARD AGREEMENT, (this “Agreement”), effective as of _________, 20__ (the “Grant Date”), is made by and between Associated Capital Group, Inc., a Delaware corporation (the “Company”), and ______________ (the “Grantee”).
