UNDERWRITING AGREEMENT between SIGMA LABS, INC. and DAWSON JAMES SECURITIES, INC., as Representative of the Several UnderwritersUnderwriting Agreement • February 14th, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New York
COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • February 14th, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Sigma Labs Inc., a Nevada corporation (the “Company”), up to [•] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Company common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF WARRANT AGENCY AGREEMENTForm of Warrant Agency Agreement • February 14th, 2017 • Sigma Labs, Inc. • Miscellaneous manufacturing industries • Nevada
WARRANT AGENCY AGREEMENT, dated as of [______], 2017 (“Agreement”), between Sigma Labs, Inc., a Nevada corporation (the “Company”) and Interwest Transfer Company, Inc. (the “Warrant Agent”).
