ZBB ENERGY CORPORATION UNDERWRITER WARRANT [ -----] shares of Common StockUnderwriter Warrant • April 10th, 2012 • ZBB Energy Corp • Electric services • New York
This UNDERWRITER WARRANT (this “Warrant”) of ZBB Energy Corporation, a corporation, duly organized and validly existing under the laws of the State of Wisconsin (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of __________ 2012 (the “Underwriting Agreement”), between the Company and MDB Capital Group, LLC (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of ______shares of common stock, $0.01 par value per share, of the Company (the “Common Stock”) underwritten by the Underwriter.
ZBB ENERGY CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services • New York
The undersigned, ZBB Energy Corporation, a Wisconsin corporation (collectively with its subsidiaries, if any, and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, if any, or affiliates of the Company, the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”), as follows:
Addendum to Employment AgreementEmployment Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services
This letter will serve as an addendum to your original Employment Agreement dated February 3, 2010 and is hereby made part of the agreement.
FIRST AMENDMENT TO LETTER AGREEMENTLetter Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services • Wisconsin
THIS FIRST AMENDMENT TO LETTER AGREEMENT (the “Amendment”), made and entered into as of the 28 day of April, 2011 by and between ZBB ENERGY CORPORATION, a Wisconsin corporation, hereinafter referred to as the “Corporation,” and DANIEL NORDLOH, hereinafter referred to as the “Employee.”
SECOND AMENDMENT TO LETTER AGREEMENTLetter Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services • Wisconsin
THIS SECOND AMENDMENT TO LETTER AGREEMENT (the “Amendment”), made and entered into as of the 23 day of March, 2012 by and between ZBB ENERGY CORPORATION, a Wisconsin corporation, hereinafter referred to as the “Corporation,” and DANIEL NORDLOH, hereinafter referred to as “you” or the “Employee.”
Mr. Daniel Nordloh Madison, WI 53703 Dear Dan:ZBB Energy Corp • April 10th, 2012 • Electric services • Wisconsin
On behalf of the Chief Executive Officer, ZBB Energy Corporation (“ZBB”), I am pleased to appoint you to the role of Vice President-Business Development and Marketing. This letter agreement sets forth the terms of your employment.
Mr. Kevin Dennis Waukesha, WI 53189 Dear Kevin:ZBB Energy Corp • April 10th, 2012 • Electric services • Wisconsin
On behalf of the Board of Directors of ZBB Energy Corporation (“ZBB”), I am pleased to appoint you to the expanded role of Vice President Engineering & Product Development. This letter agreement sets forth the terms of your employment.
Addendum to Employment AgreementEmployment Agreement • April 10th, 2012 • ZBB Energy Corp • Electric services
This letter will serve as an addendum to your original Employment Agreement dated July 23, 2010 and is hereby made part of the agreement.
