GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust V Dated as of April 22, 2004Guarantee Agreement • April 22nd, 2004 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
This GUARANTEE AGREEMENT (the “Guarantee”), dated as of April 22, 2004, is executed and delivered by Lehman Brothers Holdings Inc., a Delaware corporation (the “Guarantor”), and JPMorgan Chase Bank, as trustee (the “Guarantee Trustee”), for the benefit of the Holders (as defined herein) from time to time of the Securities (as defined herein) of Lehman Brothers Holdings Capital Trust V, a Delaware statutory trust (the “Trust”).
ContractPreferred Security Agreement • April 22nd, 2004 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
This Preferred Security is a Global Security within the meaning of the Declaration hereinafter referred to and is registered in the name of The Depository Trust Company, a New York corporation (the “Depositary”), or a nominee of the Depositary. This Preferred Security is exchangeable for Preferred Securities registered in the name of a person other than the Depositary or its nominee only in the limited circumstances described in the Declaration and no transfer of this Preferred Security (other than a transfer of this Preferred Security as a whole by the Depositary to a nominee of the Depositary or by a nominee of the Depositary to the Depositary or another nominee of the Depositary) may be registered except in limited circumstances.
LEHMAN BROTHERS HOLDINGS INC. AND JPMORGAN CHASE BANK, as TrusteeSupplemental Indenture • April 22nd, 2004 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
THIS SIXTH SUPPLEMENTAL INDENTURE, dated as of April 22, 2004, is between LEHMAN BROTHERS HOLDINGS INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and JPMORGAN CHASE BANK (formerly known as The Chase Manhattan Bank and prior thereto as Chemical Bank), a banking corporation duly organized and existing under the laws of the State of New York, acting as Trustee under the Indenture referred to below (the “Trustee”).
