GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005Guarantee Agreement • January 18th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 18th, 2005 Company Industry JurisdictionThis GUARANTEE AGREEMENT (the “Guarantee”), dated as of January 18, 2005, is executed and delivered by Lehman Brothers Holdings Inc., a Delaware corporation (the “Guarantor”), and JPMorgan Chase Bank, N.A., as trustee (the “Guarantee Trustee”), for the benefit of the Holders (as defined herein) from time to time of the Securities (as defined herein) of Lehman Brothers Holdings Capital Trust VI, a Delaware statutory trust (the “Trust”).
ContractPreferred Security Agreement • January 18th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
Contract Type FiledJanuary 18th, 2005 Company IndustryThis Preferred Security is a Global Security within the meaning of the Declaration hereinafter referred to and is registered in the name of The Depository Trust Company, a New York corporation (the “Depositary”), or a nominee of the Depositary. This Preferred Security is exchangeable for Preferred Securities registered in the name of a person other than the Depositary or its nominee only in the limited circumstances described in the Declaration and no transfer of this Preferred Security (other than a transfer of this Preferred Security as a whole by the Depositary to a nominee of the Depositary or by a nominee of the Depositary to the Depositary or another nominee of the Depositary) may be registered except in limited circumstances.