OPERATING AGREEMENTOperating Agreement • May 1st, 2007 • Pacific Global Fund Inc • California
This Agreement is made as of October 6, 1995, between Charles Schwab & Co., Inc. (“Schwab”), a California corporation, and each registered investment company executing this Agreement (“Fund Company”), on its own behalf and on behalf of each of the series or classes of shares, if any, listed on Schedule I, as amended from time to time (such series or classes being referred to as the “Fund(s)”). In the event there are no series or classes of shares listed on Schedule I, then the term “Fund(s)” shall mean “Fund Company”.
AGENCY AGREEMENTAgency Agreement • May 1st, 2007 • Pacific Global Fund Inc • Maryland
THIS AGREEMENT made as of this 1st day of October, 2006 by and among THE VANGUARD GROUP, INC. (“Vanguard”), a Pennsylvania corporation, PACIFIC ADVISORS FUND, INC. (the “Fund”), PACIFIC GLOBAL INVESTORS SERVICES, INC. (“Transfer Agent”), and PACIFIC GLOBAL FUND DISTRIBUTORS, INC. (the “Distributor”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT GOVERNMENT SECURITIES FUNDExpense Limitation Agreement • May 1st, 2007 • Pacific Global Fund Inc • Maryland
This AMENDED AND RESTATED EXPENSE LIMIT A TION AGREEMENT (this “Agreement”), effective this 10th day of November, 2006, amends and restates the Expense Limitation Agreement dated November 17, 1997, as amended and restated on March 29,2002, and on December 31, 2003, by and between Pacific Global Fund, Inc., a Maryland corporation doing business as Pacific Advisors Fund Inc. (the “Corporation”), on behalf of the Government Securities Fund (the “Fund”), Pacific Global Investment Management Company (the “Investment Manager”), and Pacific Global Investors Services, Inc., a California corporation (the “Transfer Agent”).
SERVICES AGREEMENTServices Agreement • May 1st, 2007 • Pacific Global Fund Inc • Massachusetts
This Agreement is made as of the 6th day of April, 2005 between: (1) Fidelity Brokerage Services LLC (“FBS”) and National Financial Services LLC (“NFS”) (together “Fidelity”) and (2) Pacific Advisors Funds / Pacific Global Fund Distributors, Inc. (“Fund/Agent”).
AMERITRADE SERVICING AGREEMENTServicing Agreement • May 1st, 2007 • Pacific Global Fund Inc • Nebraska
This Servicing Agreement is made as of April 26. 2005, between, on the one hand, Ameritrade, Inc., a Nebraska corporation (“Ameritrade”), and, on the other hand, Pacific Global Investment Management Company, a California corporation and an investment adviser registered with the Securities and Exchange Commission (“Advisor”) and Pacific Advisors Fund, Inc., an open-end investment company organized as a corporation under the laws of the State of Maryland (“Fund Company”), executing this Agreement, on its own behalf and on behalf of each of its series or classes of shares (“Fund(s)”) listed on Exhibit A, as amended from time to time. In the event there are no series or classes of shares listed on Exhibit A, then the term “Fund” shall mean “Fund Company.” Ameritrade, Advisor and Fund Company may be referred to collectively herein as the “parties.”
