CREDIT AGREEMENT dated as of November 13, 2007, Among WINDY CITY INVESTMENTS, INC., as Holdings, WINDY CITY ACQUISITION CORP. (to be merged with and into NUVEEN INVESTMENTS, INC.), as the Merger Sub and Borrower, THE LENDERS PARTY HERETO and DEUTSCHE...Credit Agreement • November 16th, 2007 • Nuveen Investments Inc • Investment advice • New York
CREDIT AGREEMENT dated as of November 13, 2007 (this “Agreement”), among WINDY CITY INVESTMENTS, INC., a Delaware corporation (“Holdings”), WINDY CITY ACQUISITION CORP., a Delaware corporation (“Merger Sub”), to be merged with and into NUVEEN INVESTMENTS, INC., a Delaware corporation (the “Company”), the Lenders (as defined herein), DEUTSCHE BANK AG NEW YORK BRANCH (“DBNY”), as Administrative Agent and Collateral Agent (in each case, as defined herein) for the Lenders (as defined herein), DEUTSCHE BANK SECURITIES INC., WACHOVIA CAPITAL MARKETS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY SENIOR FUNDING, INC., as lead arrangers (the “Arrangers”) for the Credit Facilities (as defined herein), WACHOVIA CAPITAL MARKETS, LLC, as syndication agent, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY SENIOR FUNDING INC., as documentation agents. Capitalized terms used herein shall have the meanings set forth in Article I.
