0001104659-08-061936 Sample Contracts

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ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment and Assumption Agreement • October 3rd, 2008 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York

This Assignment and Assumption Agreement (this “Assignment and Assumption Agreement”) is made and entered into as of September , 2008, by and between Nomura Holdings Inc. (on behalf of itself and the entities that are its Affiliates (as defined in the BarCap TSA) listed in Schedule 2 to the Nomura Purchase Agreement, as same may be amended or supplemented from time to time) (“Nomura” and each a “Purchaser”), and Lehman Brothers Holdings Inc., a Delaware corporation (“LBHI”).

Lehman Brothers Holdings Inc.
Lehman Brothers Holdings Inc • October 3rd, 2008 • Security brokers, dealers & flotation companies
TRANSITION SERVICES AGREEMENT dated as of September 29, 2008 between LEHMAN BROTHERS HOLDINGS INC. and NOMURA HOLDINGS INC.
Transition Services Agreement • October 3rd, 2008 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies

This Transition Services Agreement, dated September 29, 2008 (this “Agreement”), is made by and between Nomura Holdings Inc., a company incorporated in Japan (“Nomura”), and Lehman Brothers Holdings Inc., a Delaware corporation (“LBHI”).

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