0001104659-09-058637 Sample Contracts
FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and GNI Capital, Inc., a South Carolina corporation (the “Sub-Adviser”), having its principal place of business at 124 Verdae Boulevard, Suite 504, Greenville, South Carolina 29607.
Standard Contracts
FORM OF FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/GNI LONG- SHORT FUNDInvestment Advisory Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this day of , 2009, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).
FORM OF SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
FORM OF Fund/SERV AgreementFund/Serv Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).
FORM OF Trust NETWORKING AgreementTrust Networking Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Trust Entity”).
Form of Amendment to Foreign Custody Manager AgreementForeign Custody Manager Agreement • October 13th, 2009 • Financial Investors Trust
This Amendment dated , 2009 (“Effective Date”) to Foreign Custody Manager Agreement (the “Agreement”), dated November 13, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Custody AgreementCustody Agreement • October 13th, 2009 • Financial Investors Trust
This Amendment dated , 2009 (“Effective Date”) to Custody Agreement (the “Agreement”), dated November 13, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Form of Amendment No. 2 to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • October 13th, 2009 • Financial Investors Trust
This Amendment No. 2 dated as of , 2009 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Form of Amendment No. 2 to Distribution AgreementDistribution Agreement • October 13th, 2009 • Financial Investors Trust
This Amendment No. 2 dated as of , 2009 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Form Of Amendment No. 3 to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • October 13th, 2009 • Financial Investors Trust
This Amendment No. 3 dated as of , 2009 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
