3-YEAR REVOLVING CREDIT FACILITY AGREEMENT dated as of October 14, 2011, among JANUS CAPITAL GROUP INC., THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Administrative Agent BANK OF AMERICA, N.A., as Syndication Agent and CITIBANK, N.A., as...Credit Facility Agreement • October 26th, 2011 • Janus Capital Group Inc • Investment advice • New York
3-YEAR REVOLVING CREDIT FACILITY AGREEMENT (“Revolving Credit Facility”) dated as of October 14, 2011 (as it may be amended, supplemented or otherwise modified from time to time, this “Agreement”), among JANUS CAPITAL GROUP INC., a Delaware corporation (the “Borrower”); the LENDERS party hereto; JPMORGAN CHASE BANK, N.A., as the Administrative Agent, BANK OF AMERICA, N.A., as the Syndication Agent, and CITIBANK, N.A., as Documentation Agent in the amount of $250.0 million (the loans thereunder, the “Revolving Credit Loans”).
TRANSITION AGREEMENT AND LEGAL RELEASETransition Agreement and Legal Release • October 26th, 2011 • Janus Capital Group Inc • Investment advice • Colorado
This transition agreement and legal release (the “Agreement”), dated as of the Effective Date specified below, is by and between Janus Management Holdings Corporation (the “Company”) and Gregory A. Frost (the “Executive”). The Company and the Executive shall sometimes be collectively referred to as the “Parties.” As used in this Agreement, “Janus Entities” shall refer to the Company, together with all of its affiliated and related entities, parent companies, direct and indirect subsidiaries and funds, including without limitation Janus Capital Management LLC, Janus Capital International Limited, Janus Investment Fund and Janus Aspen Series (individually, “Janus Entity”).
