FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, dated as of March 1, 2013, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
AGREEMENT BETWEEN JPMORGAN CHASE BANK, N.A. AND EACH OF THE INVESTMENT COMPANIES LISTED ON SCHEDULE A ATTACHED HERETOInvestment Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
AGREEMENT made this 5th day of April, 2012 by and between each of the investment companies listed on Schedule A hereto, as the same may be amended from time to time and JPMorgan Chase Bank, N.A. (the “Custodian”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
This Agreement is made by and between Hartford Funds Management Company, LLC a Delaware limited liability company (the “Adviser”), and The Hartford Mutual Funds, Inc. a corporation organized under the laws of the State of Maryland (the “Company”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Delaware
THIS AGREEMENT is made as of this 1st day of January, 2013, by and between Hartford Funds Management Company, LLC (the “Fund Accountant”), a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., and Hartford HLS Series Fund II, Inc., on behalf of their respective series listed on Schedule A, and The Hartford Alternative Strategies Fund (together with the series listed on Schedule A, the “Funds”). This Agreement is intended to take effect as if entered into between each Fund, severally, and the Fund Accountant and the provisions of this Agreement shall be construed accordingly.
PRINCIPAL UNDERWRITING AGREEMENT The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each, a “Company” and collectively, the “Companies”), on behalf of their respective series listed on Schedule A January 1, 2013Principal Underwriting Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Maryland
Each Company is a Maryland corporation registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and has shares of capital stock (hereinafter the “Shares”) representing interests in the respective series of the Company listed on Schedule A (each, a “Fund” and collectively, the “Funds”), which are registered under the Securities Act of 1933, as amended (the “1933 Act”), and securities acts of various states and jurisdictions, where appropriate. In addition, each Fund offers multiple classes of Shares that vary with regard to sales charges and other characteristics. The specific characteristics of the current classes offered by each Fund are set forth in the respective Company’s then currently effective Prospectus and Statement of Additional Information (including any supplements or amendments thereto). This Agreement is intended to take effect as if entered into between each Company, severally, and Hartford Investment Financial
FORM OF MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of January 1, 2013, between The Hartford Mutual Funds, Inc. (the “Company”) on behalf The Hartford Quality Bond Fund (the “Fund”) and Hartford Funds Management Company, LLC (the “Adviser”).
TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of November 30, 2012, between The Hartford Mutual Funds, Inc. (the “Company”) on behalf of The Hartford Quality Bond Fund, a series of the Company, (the “Fund”) and Hartford Administrative Services Company (the “Transfer Agent”).
TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of September 30, 2011, between The Hartford Mutual Funds, Inc. (the “Company”) on behalf of The Hartford Floating Rate High Income Fund, a series of the Company, (the “Fund”) and Hartford Administrative Services Company (the “Transfer Agent”).
TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of December 14, 2012, between The Hartford Mutual Funds, Inc. (the “Company”) on behalf of The Hartford Global Alpha Fund, a series of the Company, (the “Fund”) and Hartford Administrative Services Company (the “Transfer Agent”).
FORM OF MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of January 1 2013, between The Hartford Mutual Funds, Inc. (the “Company”) on behalf of each of its series listed on Schedule A (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
FORM OF MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct
THIS AGREEMENT, dated as of [date], between Hartford Funds Management Company, LLC (the “Adviser”) with respect to each of the series listed on Schedule A (each a “Fund” and collectively, the “Funds”) and Wellington Management Company, LLP (“Wellington Management”).
