UP TO $10,000,000 PULASKI FINANCIAL CORP. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • May 7th, 2013 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Pulaski Financial Corp., a Missouri corporation (the “Company”), proposes to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $10,000,000 (the “Shares”), subject to the terms and conditions set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”). Pulaski Bank, a wholly-owned subsidiary of the Company (the “Bank”), is also a party to this Agreement.
