WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of August 31, 2012, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have ac
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [·], 2015 by and among [·] (“[·]”) and Tekla Capital Management LLC (the “Investment Adviser”).
SALES INCENTIVE FEE AGREEMENTSales Incentive Fee Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2015 (the “Underwriting Agreement”), by and among Tekla World Healthcare Fund (the “Trust”), Tekla Capital Management LLC (the “Adviser”) and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale of the Trust’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
