WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of August 31, 2012, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have ac
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • December 19th, 2022 • Tekla World Healthcare Fund
DISTRIBUTION AGREEMENTDistribution Agreement • December 19th, 2022 • Tekla World Healthcare Fund • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of December 14, 2022 by and between Tekla World Healthcare Fund, a Massachusetts business trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
CUSTODIAN AGREEMENTCustodian Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • Massachusetts
This Agreement, dated as of May , 2015, between TEKLA WORLD HEALTHCARE FUND, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
SUPPORT SERVICES AGREEMENTSupport Services Agreement • June 19th, 2017 • Tekla World Healthcare Fund • New York
This Agreement is made as of January 1, 2016, by and among Tekla World Healthcare Fund, Tekla Healthcare Opportunities Fund, Tekla Healthcare Investors and Tekla Life Sciences Investors, Massachusetts business trusts (together, the “Tekla Funds” or the “Funds”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
DISTRIBUTION ASSISTANCE AGREEMENTDistribution Assistance Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • New York
This Agreement is made as of May 14, 2015, by and among Tekla Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
TEKLA WORLD HEALTHCARE FUND [·] Common Shares of Beneficial Interest $20.00 per Share FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • New York
TEKLA WORLD HEALTHCARE FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • Massachusetts
THIS INVESTMENT ADVISORY AGREEMENT, dated as of [ ], 2015 between TEKLA WORLD HEALTHCARE FUND, a Massachusetts business trust (the “Fund”), and TEKLA CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Investment Adviser”),
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • February 19th, 2021 • Tekla World Healthcare Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of February 17, 2021 by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Tekla World Healthcare Fund (the “Company”).
ADMINISTRATION AGREEMENTAdministration Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • Massachusetts
Agreement dated as of May , 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”) and Tekla World Healthcare Fund (the “Trust”).
TRANSFER AGENCY AND SERVICE AGREEMENT between H & Q LIFE SCIENCES & H & Q HEALTHCARE INVESTORS and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHARE SHAREHOLDER SERVICES, INC.Agency and Service Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • Massachusetts
AGREEMENT made as of the 1st day of March, 2006, by and between H & Q Life Sciences Investors, Inc. and H & Q Healthcare Investors, a corporation, having its principal office and place of business at 30 Rowes Wharf, 4th Floor, Boston, Massachusetts 02110 (each a “Customer” or the “Customer”), and Computershare Shareholder Services, Inc., (formerly known as EquiServe, Inc.) a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., (formerly known as EquiServe Trust Company, N.A.) a federally chartered trust company doing business at 150 Royall Street, Canton, Massachusetts 02021, (collectively, the “Transfer Agent” or individually “CSS” and the “Trust Company”, respectively).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [·], 2015 by and among [·] (“[·]”) and Tekla Capital Management LLC (the “Investment Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • May 22nd, 2015 • Tekla World Healthcare Fund
This Subscription Agreement is hereby made as of the day of May 18, 2015, by and between Tekla World Healthcare Fund, a Massachusetts business trust (“Trust”) and Tekla Capital Management LLC (“Subscriber”).
SALES INCENTIVE FEE AGREEMENTSales Incentive Fee Agreement • June 24th, 2015 • Tekla World Healthcare Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2015 (the “Underwriting Agreement”), by and among Tekla World Healthcare Fund (the “Trust”), Tekla Capital Management LLC (the “Adviser”) and each of the Underwriters named in Exhibit A thereto, with respect to the issue and sale of the Trust’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SUPPORT SERVICES AGREEMENTSupport Services Agreement • May 22nd, 2015 • Tekla World Healthcare Fund • New York
This Agreement is made as of May 18, 2015, by and among Tekla World Healthcare Fund, a Massachusetts business trust (the “Fund”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
January 5, 2021Tekla World Healthcare Fund • February 19th, 2021 • New York
This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Tekla World Healthcare Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
