TAX INDEMNITY AND SHARING AGREEMENT BETWEEN ASSOCIATED CAPITAL GROUP, INC. AND GAMCO INVESTORS, INC. Dated as of November 30, 2015Tax Indemnity and Sharing Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS TAX INDEMNITY AND SHARING AGREEMENT (the “Agreement”) is dated as of November 30, 2015 by and between GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), and Associated Capital Group, Inc., a Delaware corporation and a wholly-owned subsidiary of GAMCO (“ACG”). ACG and GAMCO are the “Parties.” Unless otherwise indicated, all “Section” references in this Agreement are to sections of the Agreement.
EMPLOYMENT AGREEMENTEmployment Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT made this 30th day of November, 2015 (the “Effective Date”) by and between Associated Capital Group, Inc. (the “Company”), a Delaware corporation, and Mario J. Gabelli (the “Executive”).
SERVICE MARK AND NAME LICENSE AGREEMENTService Mark and Name License Agreement • December 4th, 2015 • Associated Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS SERVICE MARK AND NAME LICENSE AGREEMENT, effective as of the 30th day of November, 2015 (“Effective Date”), is by and between GAMCO Investors, Inc., a corporation organized under the laws of Delaware (“GAMCO” or “Licensor”) and Associated Capital Group, Inc., a corporation organized under the laws of Delaware (“ACG” or “Licensee”, and together with GAMCO, “Parties”, or each individually, a “Party”).
