FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of , 2016 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc
THIS AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENT, as amended and restated on September , 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Administrative Services Company (the “Transfer Agent”).
FORM OF AMENDMENT FOUR TO FUND ACCOUNTING AGREEMENT Effective: September , 2016Fund Accounting Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc
The Fund Accounting Agreement dated December 31, 2014 by and among HARTFORD FUNDS MANAGEMENT COMPANY, LLC (the “Fund Accountant”) and each of THE HARTFORD MUTUAL FUNDS, INC., THE HARTFORD MUTUAL FUNDS II, INC., HARTFORD SERIES FUND, INC. and HARTFORD HLS SERIES FUND II, INC., on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”) is hereby amended to restate Schedule A and Schedule B attached hereto.
FORM OF SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc • New York
THIS AGREEMENT is made as of this [ ] day of [ ], 2016, among SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC., (“SIMNA”), a corporation organized under the laws of the State of Delaware with its principal place of business at 875 Third Avenue, 22nd Floor, New York 10022, and SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED (“SIMNA Limited”), a UK corporation with its principal place of business at 31 Gresham Street, London, UK EC2V 7QA.
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on [ ], between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
FORM OF AMENDMENT NUMBER 7 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc
The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.
FORM OF INVESTMENT MANAGEMENT AGREEMENTForm of Investment Management Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and The Hartford Mutual Funds II, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), on its own behalf and on behalf of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
