AMENDED AND RESTATED INVESTMENT AND STRATEGIC COOPERATION AGREEMENT by and between JANUS CAPITAL GROUP INC., HENDERSON GROUP PLC and DAI-ICHI LIFE HOLDINGS, INC. Dated as of October 3, 2016Investment and Strategic Cooperation Agreement • October 3rd, 2016 • Janus Capital Group Inc • Investment advice • New York
Contract Type FiledOctober 3rd, 2016 Company Industry JurisdictionThis Amended and Restated Investment and Strategic Cooperation Agreement, dated as of October 3, 2016 (this “Agreement”), by and between Janus Capital Group Inc., a Delaware corporation (“JCG”), Henderson Group plc, a public company incorporated in Jersey with registered number 101484 and having its registered office at 47 Esplanade, St Helier, Jersey JE1 0BD (“Henderson”), and Dai-ichi Life Holdings, Inc., a Japanese corporation (the “Investor”). JCG, Henderson and the Investor may be referred to in this Agreement individually as a “Party” and collectively as the “Parties”.
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • October 3rd, 2016 • Janus Capital Group Inc • Investment advice • Delaware
Contract Type FiledOctober 3rd, 2016 Company Industry JurisdictionThis VOTING AND SUPPORT AGREEMENT, dated as of October 3, 2016 (this “Agreement”), is by and among Henderson Group plc, a company incorporated in Jersey (“Henderson”); Dai-ichi Life Holdings, Inc., a Japanese corporation (the “Janus Stockholder”); and Janus Capital Group Inc., a Delaware corporation ( “Janus”).
HENDERSON GROUP PLC HORIZON ORBIT CORP. JANUS CAPITAL GROUP INC. AGREEMENT AND PLAN OF MERGER Dated as of October 3, 2016Agreement and Plan of Merger • October 3rd, 2016 • Janus Capital Group Inc • Investment advice • Delaware
Contract Type FiledOctober 3rd, 2016 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER, dated as of October 3, 2016 (this Agreement), is by and among HENDERSON GROUP PLC, a company incorporated in Jersey (Henderson); HORIZON ORBIT CORP., a Delaware corporation and direct wholly-owned subsidiary of Henderson (Merger Sub); and JANUS CAPITAL GROUP INC., a Delaware corporation (Janus).