INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and The Hartford Mutual Funds, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
THE HARTFORD MUTUAL FUNDS THE HARTFORD HLS MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct • New York
* No upfront sales charge on investments over $1 million. However, there is a CDSC of 1% on any shares sold within 18 months of purchase. The distributer may pay dealers of record commissions on purchases over $1 million in an amount up to the sum of 1% on first $10 million, 0.50% of the next $30 million, 0.25% of share purchases over $40 million.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 24, 2017, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
AMENDMENT NUMBER 8 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.
TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
THIS TRANSFER AGENCY FEE WAIVER AGREEMENT, dated February 28, 2017, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Administrative Services Company (the “Transfer Agent”).
AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENT, as amended and restated on October 21, 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) and Hartford Funds Master Trust (the “Trust”), on behalf of each series of the Companies and Trust (each a “Fund” and collectively, the “Funds”), and Hartford Administrative Services Company (the “Transfer Agent”).
AMENDMENT SIX TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
This Amendment Six (the “Amendment”) to the Fund Accounting Agreement is made as of this 24 day of February, 2017, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., and Hartford Funds Master Fund on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
AMENDMENT NUMBER 3 TO TRANSFER AGENCY AND SERVICE AGREEMENT Effective Date: February 28, 2017Transfer Agency and Service Agreement • February 28th, 2017 • Hartford Mutual Funds Inc/Ct
Pursuant to the Transfer Agency and Service Agreement by and among The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., and Hartford Administrative Services Company dated as of December 1, 2014, Exhibit A attached hereto is hereby amended.
