FORM OF CUSTODY AGREEMENTCustody Agreement • December 11th, 2018 • Pacific Global ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date written on the signature block by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 11th, 2018 • Pacific Global ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this day of 2018, by and between Pacific Global ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 840 Newport Center Drive, 7th Floor, Newport Beach, CA 92660, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT Pacific Global ETF TrustAuthorized Participant Agreement • December 11th, 2018 • Pacific Global ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Pacific Global ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
PACIFIC GLOBAL ETF PACIFIC GLOBAL [ ] ETF SUBADVISORY AGREEMENTSubadvisory Agreement • December 11th, 2018 • Pacific Global ETF Trust • Delaware
Agreement made as of this [ ] day of [ ], 2018, between Pacific Global Advisors LLC (the “Manager”), a Delaware limited liability company, and [Cadence/PAM] (the “Subadviser”), a Delaware limited liability company.
FORM OF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
PACIFIC GLOBAL ETF TRUST MANAGEMENT AGREEMENTManagement Agreement • December 11th, 2018 • Pacific Global ETF Trust • Delaware
Agreement made the [ ]st day of [ ], 2018, between Pacific Global ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series identified on Schedule A hereto (each a “Fund,” and collectively, the “Funds”), and Pacific Global Advisors LLC, a Delaware limited liability company (the “Manager”).
FORM OF FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
