0001104659-19-004481 Sample Contracts

REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT
Revolving Note and Cash Subordination Agreement • January 30th, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois

THIS AGREEMENT is entered into this 29th day of January, 2019, between MB Financial Bank, N.A. (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.

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