SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 31st, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Delaware
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 30, 2019 (the “Effective Date”), is entered into by and among Cohen & Company Inc., a Maryland corporation (“Parent”), Cohen & Company, LLC, a Delaware limited liability company and a subsidiary of Parent (the “Operating LLC”), Daniel G. Cohen, an individual (“Mr. Cohen”), and The DGC Family Fintech Trust, a trust established by Mr. Cohen (the “DGC Trust” and together with Mr. Cohen, “Buyer”). Each of Parent, the Operating LLC, Mr. Cohen and the DGC Trust may be referred to herein, individually, as a “Party,” and, collectively, as the “Parties.”
