AMENDMENT NO. 4 TO INVESTMENT AGREEMENTInvestment Agreement • October 15th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
THIS AMENDMENT NO. 4 TO INVESTMENT AGREEMENT (this “Amendment”), dated as of October 9, 2020 and effective as of October 15, 2020 (the “Effective Date”), is entered into by and between Cohen & Company, LLC, a Delaware limited liability company (the “Company”), and Cohen Bros. Financial LLC, a Delaware limited liability company (“Investor”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Investment Agreement (as defined below).
