INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 14th, 2021 • Brookfield Investment Funds • New York
AGREEMENT made as of [●], 2021, by and between Oaktree Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Oaktree Emerging Markets Equity Fund (the “Fund”).
ADMINISTRATION AGREEMENTAdministration Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS AGREEMENT is made as of the [·] day of [·], 2021 by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Oaktree Emerging Markets Equity Fund (the “Fund”), and Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Administrator”);
BROOKFIELD PUBLIC SECURITIES GROUP LLC AMENDED AND RESTATED FUND SUB- ADMINISTRATION SERVICING AGREEMENTServicing Agreement • May 14th, 2021 • Brookfield Investment Funds • Wisconsin
THIS AMENDED AND RESTATED AGREEMENT, dated as of [·], 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of this Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT dated as of [·], 2021, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT dated as of the [●] day of [●], 2021, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Brookfield Investment Funds OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • May 14th, 2021 • Brookfield Investment Funds • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [●] day of [●], 2021, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Oaktree Emerging Markets Equity Fund (the “Fund”), and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Oaktree Fund Advisors, LLC (the “Adviser”).
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT, dated as of [●], 2021, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, December 29, 2017 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
SUBSCRIPTION AGREEMENTSubscription Agreement • May 14th, 2021 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Oaktree Fund Advisors, LLC (the “Purchaser”), a Delaware limited liability company, hereby agree as follows:
