Exchange Agreement Dated as of [_______], 2022Exchange Agreement • February 1st, 2022 • Dynasty Financial Partners Inc. • Investment advice • Delaware
Contract Type FiledFebruary 1st, 2022 Company Industry JurisdictionThis EXCHANGE AGREEMENT (this “Agreement”), dated as of [●], 202[●], is entered into by and among Dynasty Financial Partners Inc., a Delaware corporation (“PubCo”), Dynasty Financial Partners, LLC, a Delaware limited liability company (“OpCo”), Dynasty Financial Management, LLC, a Delaware limited liability company (“DM”), and the Unitholders (as defined herein).