AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 25th, 2022 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Amendment No. 1 to Amended and Restated Employment Agreement (this “Amendment”), dated May 24, 2022 (the “Effective Date”), is entered into by and among Cohen & Company, LLC (formerly IFMI, LLC), a Delaware limited liability company (the “Company”), Cohen & Company Inc. (formerly Institutional Financial Markets, Inc.), a Maryland corporation (the “Parent”), the Parent, Daniel G. Cohen (the “Executive”), J.V.B. Financial Group Holdings, LP (formerly C&Co/PrinceRidge Holdings LP), a Delaware limited partnership (“PrinceRidge”), and C&Co/PrinceRidge Partners LLC, a Delaware limited liability company (“PrinceRidge Partners”). Each of the Company, the Parent, the Executive, PrinceRidge and PrinceRidge Partners may be referred to herein as a “Party,” and, collectively, as the “Parties.”
