CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 27th, 2023 • Fpa Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between FPA Funds Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
FPA GLOBAL EQUITY ETF Form of INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 27th, 2023 • Fpa Funds Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of ________________ by and between FPA Global Equity ETF (the “Fund”), a series of the FPA Funds Trust, a Delaware statutory trust (the “Trust”), and First Pacific Advisors, LP, a Delaware limited partnership (the “Adviser”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FPA Funds TrustAuthorized Participant Agreement • December 27th, 2023 • Fpa Funds Trust • New York
This authorized participant agreement (this “Agreement”) is entered into by UMB Distribution Services, LLC (the “Distributor”), [Name of Participant] (the “Participant”), Brown Brothers Harriman & Co. (the “Transfer Agent”), and FPA Funds Trust (the “Trust” and, together with the Distributor, Participant, and Transfer Agent, the “Parties”), a series trust offering a number of portfolios of securities (collectively, the “Funds”). Capitalized terms used but not defined herein are defined in the current prospectus for each Fund and included in the Trust’s Registration Statement on Form N-1A, as it may be amended or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • December 27th, 2023 • Fpa Funds Trust • Wisconsin
THIS CO-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 28th day of July, 2023, by and between FPA Funds Trust, a Delaware statutory trust (the “Trust”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), and Mutual Fund Administration, LLC, a California corporation (“MFAC”). UMBFS and MFAC are collectively referred to herein as the “Co-Administrators,” in singular or plural usage, as required by context.
ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • December 27th, 2023 • Fpa Funds Trust • Massachusetts
THIS AGREEMENT is made as of [________] __, 202_, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the "Administrator"), and [Insert Fund/Trust Name] a [____________________] (the “Fund” on behalf of each series listed on Appendix A to this Agreement each a “Portfolio” and collectively, the "Portfolios") and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (“the 1940 Act”).
AMENDMENT AGREEMENTAmendment Agreement • December 27th, 2023 • Fpa Funds Trust
THIS AMENDMENT AGREEMENT (this “Amendment”) is effective as of this [ ] day of [ ], by and between FPA Funds Trust, a Delaware business trust (the “Trust”), on behalf of each of the separate investment funds listed on Appendix D hereto (the “Funds”), First Pacific Advisors, LP (f/k/a First Pacific Advisors, LLC), a Delaware limited partnership (the “Advisor”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), UMB Distribution Services, LLC, a Wisconsin limited liability company (“UMBDS”) and UMB Bank, N.A., a national banking Association (the “Bank”).
FPA GLOBAL EQUITY ETF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 27th, 2023 • Fpa Funds Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between FPA FUNDS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the FPA Global Equity ETF (the “Fund”), a series of the Trust, , as amended from time to time, and the investment advisor of the Fund, First Pacific Advisors, L.P. (the “Advisor”).
