SUPPLEMENTAL INDENTURE NO. 1 TO JUNIOR SUBORDINATED INDENTURESupplemental Indenture • January 29th, 2024 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
THIS SUPPLEMENTAL INDENTURE NO. 1 (this “Supplemental Indenture”), is entered into as of January 26, 2024 and is made effective as of July 1, 2023 (the “Effective Date”), by and between Cohen & Company Inc. (formerly Alesco Financial Inc.) (the “Issuer”) and Wells Fargo Bank, N.A. (the “Trustee”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Indenture (as defined below). Each of the Issuer and the Trustee may be referred to herein as a “Party,” and, together, as the “Parties.”
