DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). INNOVATOR MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only. This Agreement supersedes and replaces the Distribution Agreement dated December 31, 2007.
ContractCustody Agreement • March 30th, 2015 • Academy Funds Trust • Minnesota
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). This Agreement supersedes and replaces the Fund Accounting Servicing Agreement dated as of December 31, 2007.
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2015 • Academy Funds Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the XXth day of XX, 2014, by and between Innovator Management LLC, a Delaware limited liability company with its principal place of business at 325 Chestnut Street, Suite 512, Philadelphia, PA 19106 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
CHIEF COMPLIANCE OFFICER SUPPORT SERVICES FEE SCHEDULE – Effective December 1, 2011 Chief Compliance Officer Support Services U.S, Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: •Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Securities Lending Services • Distribution Services •Daily Resource to Fund CCO, Fund Board, Advisor •Provide USBFS/USB Critical Procedures & Compliance Controls •Daily and Periodic Reporting •Periodic CCO Conference Calls •Dissemination of Industry/Regulatory Information •Client & Business Line CCO Education & Training •Due Diligence Review of USBFS Service Facilities •Quarterly USBFS Certification •Board Meeting Presentation and Board Support •Testing, Documentation,
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). This Agreement supersedes and replaces the Fund Administration Servicing Agreement dated December 31, 2007.
FIRST AMENDMENT TO THE ACADEMY FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust
THIS FIRST AMENDMENT dated as of this 20th day of April, 2012, to the Distribution Agreement, dated as of January 19, 2012, (the “Agreement”), is entered into by and among ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and INNOVATOR MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”),.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust
THIS AMENDMENT, dated 29 June, 2012, is entered into by and between Academy Funds Trust (the “Trust”), Innovator Management, LLC (the “Adviser”) and Quasar Distributors, LLC (the “Distributor”) as parties (the “Parties”) to a distribution agreement dated January 19, 2012 (the “Agreement”).
THIRD AMENDMENT TO THE ACADEMY FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust
THIS THIRD AMENDMENT dated as of this 12th day of December, 2012, to the Distribution Agreement, dated as of January 19, 2012, as amended April 20, 2012 and June 29, 2012 (the “Agreement”), is entered into by and among ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and INNOVATOR MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”),.
