PRE-FUNDED COMMON STOCK PURCHASE WARRANT SEANERGY MARITIME HOLDINGS CORP.Pre-Funded Common Stock Purchase Warrant • March 30th, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Republic of the Marshall Islands corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SEANERGY MARITIME HOLDINGS CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of [____], 2020Warrant Agency Agreement • March 30th, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
WARRANT AGENCY AGREEMENT, dated as of [____], 2020 (“Agreement”), between Seanergy Maritime Holdings Corp., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and Continental Stock Transfer & Trust Company. (the “Warrant Agent”).
SEANERGY MARITIME HOLDINGS CORP. [ ] Common Shares, Pre-Funded Warrants to Purchase [ ] Common Shares, Class D Warrants to Purchase [ ] Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 30th, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
FORM OF CLASS D COMMON SHARE PURCHASE WARRANT SEANERGY MARITIME HOLDINGS CORP.Common Share Purchase Warrant • March 30th, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to 5:00 p.m. (New York City time) on _________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Marshall Islands corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to receive a Warrant
REPRESENTATIVE’S WARRANT SEANERGY MARITIME HOLDINGS CORP.Warrant Agreement • March 30th, 2020 • Seanergy Maritime Holdings Corp. • Deep sea foreign transportation of freight • New York
THIS REPRESENTATIVE’S WARRANT (the “Warrant”) certifies that, for value received, [Maxim Group LLC] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 180 days from the effective date of the Registration Statement (the “Initial Exercise Date”) and on or prior to the close of business on the three (3) year anniversary of the effective date of the Registration Statement (the “Termination Date”) but not thereafter, to subscribe for and purchase from Seanergy Maritime Holdings Corp., a Marshall Islands corporation (the “Company”), up to [ ] Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
