SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of ______, 2023, between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SERIES B COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC.Warrant Agreement • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _________, 20281 (the “Termination Date”) but not thereafter, to subscribe for and purchase from SpringBig Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject t
PRE-FUNDED COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC.Pre-Funded Common Stock Purchase Warrant • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from SpringBig Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SPRINGBIG HOLDINGS, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023Warrant Agency Agreement • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between SpringBig Holdings, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, LLC, a New York limited purpose trust company (the “Warrant Agent”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SPRINGBIG HOLDINGS, INC.Placement Agent Common Stock Purchase Warrant • May 15th, 2023 • SpringBig Holdings, Inc. • Services-computer programming services • New York
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _________, 20281 (the “Termination Date”) but not thereafter, to subscribe for and purchase from SpringBig Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to the Placement Agency Agreement, dated as of _____, 2023, by and between the Company and Roth Capital Partners, LLC.
