REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 28th, 2008 • JMP Group Inc. • Security brokers, dealers & flotation companies • New York
REGISTRATION RIGHTS AGREEMENT, dated as of January 18, 2008 (this “Agreement”), between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”), and each of JMP Group Inc., JMP Realty Trust, Inc., Harvest Opportunity Partners II, L.P., Harvest Opportunity Partners Offshore Fund, Ltd., Harvest Small Cap Partners, L.P. and Harvest Small Cap Offshore, Ltd. (collectively, the “Investors”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 28th, 2008 • JMP Group Inc. • Security brokers, dealers & flotation companies • New York
THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 30, 2007 by and between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”) and EACH OF THE INVESTORS LISTED ON SCHEDULE I HERETO (each an “Investor” and collectively, the “Investors”).
ADVISORY AGREEMENTAdvisory Agreement • January 28th, 2008 • JMP Group Inc. • Security brokers, dealers & flotation companies • New York
THIS ADVISORY AGREEMENT is made as of January 18, 2008 by and between NEW YORK MORTGAGE TRUST, INC., a Maryland corporation (the “Company”), NEW YORK MORTGAGE FUNDING LLC and HYPOTHECA CAPITAL, LLC (each a “Subsidiary” and, together with the Company’s other Subsidiaries, as defined in Section 1(u), the “Subsidiaries”), and JMP ASSET MANAGEMENT LLC, a Delaware limited liability company (together with its permitted assignees, the “Advisor”).
JOINT FILING AGREEMENTJoint Filing Agreement • January 28th, 2008 • JMP Group Inc. • Security brokers, dealers & flotation companies
In accordance with Rule 13d-1(k)(1)(iii) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Series A Preferred Stock, par value $.01 per share, of New York Mortgage Trust, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to the Schedule 13D. Each party to this Joint Filing Agreement expressly authorizes each other party to file on its behalf any and all amendments to such statements. In evidence thereof, the undersigned, being duly authorized, hereby execute this agreement this 28th day of January, 2008.
