HIGHBURY FINANCIAL INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • September 14th, 2009 • Highbury Financial Inc • Investment advice • Delaware
Contract Type FiledSeptember 14th, 2009 Company Industry JurisdictionThis Amended and Restated Investor Rights Agreement (the “Agreement”) dated as of September 14, 2009, is made by and among Highbury Financial Inc., a Delaware corporation (the “Company”), the parties named on Schedule A hereto as Investors (individually, an “Investor” and collectively, the “Investors”) and the parties named on Schedule A hereto as Management Stockholders (the “Management Stockholders”).
EXCHANGE AGREEMENT by and among THE INVESTORS NAMED ON SCHEDULE A HERETO and HIGHBURY FINANCIAL INC. September 14, 2009Exchange Agreement • September 14th, 2009 • Highbury Financial Inc • Investment advice • Delaware
Contract Type FiledSeptember 14th, 2009 Company Industry JurisdictionThis Exchange Agreement (the “Agreement”) is made as of this 14th day of September, 2009 by and among the persons named as Investors set forth on Schedule A hereto (each an “Investor”, and, collectively, the “Investors”), and Highbury Financial Inc., a Delaware corporation (the “Company”), with reference to the following background.