DISTRIBUTION AGREEMENTDistribution Agreement • September 14th, 2010 • Riverpark Funds Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement”) is made as of this 8th day of September 2010, between and among RiverPark Funds Trust (the “Trust”), a Delaware statutory trust, RiverPark Advisors, LLC (solely as relating to its obligations set forth in Section 7.3 and Schedule C of this Agreement), a ___________ limited liability company, as investment advisor to the Trust (“Investment Advisor”) and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 14th, 2010 • Riverpark Funds Trust • New York
THIS AGREEMENT is made and entered into as of this ___ day of September, 2010, by and among RiverPark Advisors, LLC, a Delaware limited liability company (the “Adviser”), Wedgewood Partners, Inc., a Missouri corporation (the “Sub-Adviser”), and the RiverPark Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of its series, RiverPark Wedgewood Fund (the “Fund”).
ADMINISTRATION AGREEMENTAdministration Agreement • September 14th, 2010 • Riverpark Funds Trust • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 8th day of September 2010 (the “Effective Date”), by and between RiverPark Funds Trust, a statutory trust formed under the laws of the State of Delaware (the “Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 14th, 2010 • Riverpark Funds Trust • New York
THIS AGREEMENT is made and entered into as of this ___ day of September, 2010 by and between RiverPark Advisors, LLC, a Delaware limited liability company (the “Adviser”) and RiverPark Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
AGENCY AGREEMENTAgency Agreement • September 14th, 2010 • Riverpark Funds Trust • Missouri
THIS AGREEMENT made the day of , 2010, by and between RIVERPARK FUNDS TRUST a statutory trust existing under the laws of the State of Delaware, having its principal place of business at 156 W. 56th Street, New York, NY 10019 (the "Trust"), and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST"):
CUSTODIAN AGREEMENTCustodian Agreement • September 14th, 2010 • Riverpark Funds Trust • New York
THIS AGREEMENT, dated as of September 8, 2010, between RIVERPARK FUNDS TRUST (the “Trust”), an open-end investment company and a statutory trust organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the “1940 Act”) on behalf of each series thereof set forth in Appendix A hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”).
RIVERPARK FUNDS TRUST AGREEMENT AND DECLARATION OF TRUST June 22, 2010Riverpark Funds Trust • September 14th, 2010 • Riverpark Funds Trust • Delaware
WHEREAS, the Trustees desire to establish a statutory trust under the Delaware Statutory Trust Act, 12 Del. C. Section 3801, et seq. consisting of one or more Series (as defined below) for the investment and reinvestment of funds contributed thereto;
RIVERPARK FUNDS TRUSTRiverpark Funds Trust • September 14th, 2010 • Riverpark Funds Trust
This Expense Limitation Agreement shall continue in effect through September 3, 2011 and for annual periods thereafter unless the Adviser shall notify the Trust of the termination of this Expense Limitation Agreement with respect to a Fund not less than 30 days prior to the end of the then-annual period. This Expense Limitation Agreement may be terminated by the Trust, with respect to a Fund, without payment of any penalty, upon 90 days’ prior written notice to the Adviser at its principal place of business; provided that such termination by the Trust shall be authorized by resolution of a majority of the Non-Interested Trustees of the Trust or by a vote of a majority of the outstanding voting securities of the applicable Fund.
