Form of Restricted Stock Unit Award Agreement for EmployeesRestricted Stock Unit Award Agreement • September 18th, 2013 • Hennessy Advisors Inc • Investment advice
You have been granted an award of restricted stock units of Hennessy Advisors, Inc. (the “Company”) under the Hennessy Advisors, Inc. 2013 Omnibus Incentive Plan (the “Plan”) and this Restricted Stock Unit Award Agreement (this “Agreement”). Capitalized terms used herein and not defined have the meaning given to them in the Plan.
HENNESSY ADVISORS, INC. 2013 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENTStock Option Award Agreement • September 18th, 2013 • Hennessy Advisors Inc • Investment advice
You have been granted an option (your “Option”) to purchase shares of common stock of Hennessy Advisors, Inc. (the “Company”) under the Hennessy Advisors, Inc. 2013 Omnibus Incentive Plan (the “Plan”) and this Stock Option Award Agreement (this “Agreement”). Capitalized terms used herein and not defined have the meaning given to them in the Plan.
Form of Restricted Stock Unit Award Agreement for DirectorsRestricted Stock Unit Award Agreement • September 18th, 2013 • Hennessy Advisors Inc • Investment advice
You have been granted an award of restricted stock units of Hennessy Advisors, Inc. (the “Company”) under the Hennessy Advisors, Inc. 2013 Omnibus Incentive Plan (the “Plan”) and this Restricted Stock Award Agreement (this “Agreement”). Capitalized terms used herein and not defined have the meaning given to them in the Plan.
HENNESSY ADVISORS, INC. 2013 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENTStock Option Award Agreement • September 18th, 2013 • Hennessy Advisors Inc • Investment advice
You have been granted an option (your “Option”) to purchase shares of common stock of Hennessy Advisors, Inc. (the “Company”) under the Hennessy Advisors, Inc. 2013 Omnibus Incentive Plan (the “Plan”) and this Stock Option Award Agreement (this “Agreement”). Capitalized terms used herein and not defined have the meaning given to them in the Plan.
