TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
THIS AGREEMENT is made as of the 1st day of November, 2014, by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust,” with each series thereof listed on Appendix A hereto (as such Appendix be amended from time to time), a “Fund”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
TRIMTABS ETF TRUST DISTRIBUTION AGREEMENTDistribution Agreement • December 16th, 2014 • TrimTabs ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2014 by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 3 Harbor Drive, Suite 112, Sausalito, CA 94965 and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 16th, 2014 • TrimTabs ETF Trust • Delaware
Agreement made as of [ ], 2014, between TRIMTABS ETF TRUST, a Delaware statutory trust (“Trust”), and TrimTabs Asset Management, LLC (“Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
CUSTODY AGREEMENT by and between TRIMTABS ETF TRUST and THE BANK OF NEW YORK MELLONCustody Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between TRIMTABS ETF Trust, a Delaware statutory trust (the “Fund” or “Trust”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
TRIMTABS ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 16th, 2014 • TrimTabs ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Index Receipt Agent”) as index receipt agent for TrimTabs ETF Trust (the “Trust”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
THIS AGREEMENT is made as of November 1, 2014 by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
